Transport and Mixing in the Extratropical Tropopause Region in a High-Vertical-Resolution GCM. Part I: Potential Vorticity and Heat Budget Analysis

<jats:title>Abstract</jats:title> <jats:p>A high-vertical-resolution general circulation model (GCM) output has been analyzed to clarify transport and mixing processes in the extratropical tropopause region. The high-resolution GCM, with a vertical resolution of about 300 m above the extratropical upper troposphere, allows simulation of fine atmospheric structures near the tropopause, such as the extratropical tropopause transition layer (ExTL) and the tropopause inversion layer (TIL). The high-resolution GCM realistically simulates fine thermal and dynamic structures in the extratropical tropopause region. The thickness and maximum stability of the simulated TIL are consistent with observations. The high-resolution output was analyzed using a zonal mean potential vorticity (PV) equation to identify dominant transport processes in the extratropical tropopause region. In the Northern Hemisphere extratropics during winter, mean downward advection sharpens the PV gradient between the tropopause and 20 K below it, whereas latitudinal variation in isentropic mixing sharpens the vertical PV gradient between the tropopause and 10 K above it. During summer, vertical mixing substantially sharpens the vertical PV gradient at 10–25 K above the tropopause. These sharpening effects may be strongly related to the formation mechanisms of strong concentration gradients of chemical tracers around the ExTL. Mechanisms of evolution of the TIL are also discussed by analyzing a thermodynamic equation. Downward heat advection and radiation processes primarily determine the seasonality of the TIL. The analysis results suggest that the locations of the TIL and the ExTL can be similar because of common dynamic processes and interactions between constituent distributions and thermal structure.</jats:p>